The new legislation from the SEC, Regulation Best Interest, officially goes into effect June 30, and it’s currently a race to the compliance finish line. Watch this webinar replay for tips to comply with these new rules, including how FMG Suite is here to help.
Our Compliance Chief, Mike Woods, and our Marketing Associate Charlotte Spangler go over the items you need to know and answer advisor questions about Reg BI and help you ensure compliance when June 30 hits. This will include:
- What you need to add to your website
- How FMG Suite is helping you stay compliant
- How to best act in the “interest of the retail customer”
For more information on how FMG Suite has updated our content library for Reg BI, please check out this blog.
