The SEC’s new changes for Rule 206(4)-1 permit advertisements that enable registered investment advisors to promote themselves via testimonials, endorsements, and third-party ratings. The amendment opens the door for RIA marketing that helps build a firm’s reputation.
In our 45-minute webinar, learn how Independent Broker Dealers can leverage the SEC’s newly-updated rule using client testimonials and reviews in your FMG Suite tools, all while staying compliant. Watch our webinar replay to learn:
- What is the new SEC rule change, and how does it affect Independent Broker Dealers?
- How to use testimonials and reviews with my FMG Suite tools.
- How can you get more reviews?
