Now that Regulation Best Interest (Reg BI) has been in place for two months, let’s evaluate how it’s working, and what financial professionals can do to make sure they’re compliant.
Watch our Reg BI webinar with FMG Suite podcast host Mike Woods for everything you need to know about Reg BI, including:
- How the new rules are working for financial professionals
- What’s next: upcoming rules and regulations
This webinar features compliance officers from various broker-dealers, including Nils Ericson, Chief Compliance Officer at Calton and Associates, and Mike Pedlow, Chief Compliance Officer at Kestra Financial. Nils, Mike, and Mike answer listener questions about Regulation BI and help you keep up with fellow financial professionals.
