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Now that Regulation Best Interest (Reg BI) has been in place for a few months, let’s evaluate how it’s working, and what financial professionals can do to make sure they’re compliant.

Join our Reg BI webinar with FMG Suite podcast host Mike Woods for everything you need to know about Reg BI, including:

  • What your website needs in order to be compliant
  • How the new rules are working for financial professionals
  • What’s next: upcoming rules and regulations

If you have specific questions about Reg BI you’d like answered, email us. Register today to stay updated and stay compliant!

Can’t make it live? All registrants will receive a link to the replay.

Speakers:

Scott Gill, MBA

Senior Compliance Consultant
XY Planning Network

A Securities Principal experienced in RIA and broker-dealer compliance, Scott began his financial services career with E*Trade Financial, J.P. Morgan Private Banking, and Wells Fargo Advisors. At XY Planning Network, he built, grew, and scaled XYPN’s compliance service offering––gaining critical skills in compliance program development. Before XYPN, Scott was Compliance Officer of Carolinas Investment Consulting. A graduate of The University of North Carolina at Chapel Hill. he formerly held FINRA Series 7, 63, 65, 24, 4, and 53 Licenses. Connect

George Acheampong

Founder & Managing Partner
Capitalwize

Co-Founder and Managing Partner of Capitalwize, George is committed to helping his clients live the lifestyle they’ve always wanted today, while planning the legacy they will leave tomorrow. George is a financial planner, a licensed Investment Advisor Representative, and a Registered Financial Consultant who enjoys community and philanthropic events as well as speaking engagements about financial empowerment and personal development. George is a Graduate of the Bryan School of Business at the University of North Carolina at Greensboro. Connect

Dani Fava

Director, Institutional Innovation
TD Ameritrade

At TD Ameritrade, Dani oversees the development of advanced investment management and technology tools to help independent RIAs compete and thrive in a world of accelerating change. Dani managed the launch of TD Ameritrade’s award-winning iRebal on Veo1 portfolio rebalancing technology and the award-winning Model Market Center. Also responsible for implementing voice-first capabilities at TD Ameritrade, Dani was recently named one of the top 16 Women in Wealthtech. Dani loves to talk big data, finserv start-ups, AI, CrossFit, and basketball. Connect